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Graphs and Data

AAA Rated Industrials (5 year) - 5.22
AAA Rated Industrials (10 year) - 5.36
AAA Rated Industrials (15 year) - 5.46
AAA Rated Industrials (20 year) - 5.54
AAA Rated Industrials (25 year) - 5.60

BBB Rated Industrials (5 year) - 5.82
BBB Rated Industrials (10 year) - 6.24
BBB Rated Industrials (15 year) - 6.50
BBB Rated Industrials (20 year) - 6.69

Source - BondsOnlineQuotes.com

Income Security Dividends

Security	Amount	Ex-Div Date
BAC PRD	$0.39	Aug 27
BAC PRE	$0.26	Jul 29
BAC PRI	$0.41	Sep 11
BAC PRJ	$0.45	Jul 11
BACXP	$0.39	Aug 27
CE PR	$0.27	Jul 11
KTBB	$0.89	Jul 10

From PreferredsOnline
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Jobs: Compliance / Legal, USA

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Compliance / Regulatory, In-house Legal, Other

	NY, CA, MA, NJ, CT, PA, TX, AZ, DE, IL, OR
	New York City, San Francisco, Jersey City, Boston, Stamford, Boston North, King of Prussia, Metuchen, Morristown, Boston South

1-30 of 73 Jobs

Company

Location

Date



	Portfolio Compliance Analyst	BlackRock Inc. Salary: not disclosed	USA-DE-Delaware	03 Jul
	See job description below


	Compliance Reporting Specialist - Officer - (Based in Boston, MA)	JPMorgan Salary: Competitve	USA-MA-Boston	03 Jul
	Please see the job description


	Investment Services / Product Administration Manager	Comprehensive Recruiting Salary: Outstanding compensation...	New York City, NY	03 Jul
	NYC Investment Bank is looking to add an experienced professional to their Investment Services & Products (“ISP”) team.


	Compliance Associate - Securities and Compliance Officer - Broker-Dealer	Legend Global Search, Inc... Salary: $120K and $75K	New York, NY, 10036	03 Jul
	Securities Compliance Associate at Prime Brokerage Firm, Compliance Officer at Broker-Dealer of Registered Investment Advisor...


	Market Surveillance Managing Director	Legend Global Search, Inc... Salary: $175K	New York, NY, 10036	03 Jul
	Market Surveillance - International Finance


	Control Room Manager	Legend Global Search, Inc... Salary: To $200K + Bonus	New York City, NY	03 Jul
	Control Room Manager, Compliance, Investment Services, Asset Management Securities Exchange Act of 1934


	Compliance Officer - Registered Investment Adviser	Legend Global Search, Inc... Salary: $75K	New York, NY, 10036	03 Jul
	Compliance Officer - Registered Investment Adviser and Broker-Dealer


	Manager Anti- Money Laundering Advisory	E. D. Starr & Company Salary: Competitive	New York, NY	03 Jul
	Top Ranked Anti-Money Laundering Advisory Practice


	Equities Compliance Officer	Not Disclosed Salary: Salary will be $110 to $1...	New York, NY, 10016	02 Jul
	Our client a full service Investment Bank is looking for a senior Compiance Officer to manager the day to day Compliance resp...


	Chief Compliance Officer (CCO)	Not Disclosed Salary: Competitive base salary,...	New York City, NY	02 Jul
	Our client, a respected foreign institutional broker dealer is seeking a CCO to run their internal compliance function.


	Compliance (Sales and Marketing) - Broker Dealer	Not Disclosed Salary: The salary on offer is at...	Boston, MA, 02110	02 Jul
	Our client requires a Manager of Broker Dealer Compliance, with primary focus on the review of Sales and Marketing materials....


	Director of Ethics & Risk	Michael Page Salary: the salary on offer is at...	Boston, MA, 02110	02 Jul
	Our Client is a Global Investment Managment firm and is looking for a Director of Ethics and Risk.


	Fixed Income Trading Compliance	Michael Page Salary: $130-160k	Stamford, CT	02 Jul
	Top tier investment bank seeks a Fixed Income Trading Compliance person to face off to the traders in the credit markets grou...


	Control Room Analyst	Michael Page Salary: $130-160k	Stamford, CT	02 Jul
	Join a control room as a strong #2 with the opportunity for growth into a leadership position.


	Banking Opportunities	Not Disclosed Salary: $80K - $150K plus bonus	New York, NY, 10176	02 Jul
	Immediate openings at a top-tiered international bank and investment bank. Candidates with compliance, M&A corporate finance...


	Senior Compliance Officer	BBVA Salary: Competitive	New York City, NY	02 Jul
	This position is responsible for ensuring overall compliance with a variety of institutional broker-dealer regulatory require...


Director SOX Compliance, Reporting	Huffman Associates LLC Salary: 150-175k base, + year end...	USA-NY-New York City	02 Jul
The Director of SOX Compliance and Reporting will develop the risk assessment and strategy used to support the firm’s evaluat...


Associate General Counsel	Not Disclosed Salary: Base salary, bonus and be...	New York City, NY	01 Jul
Our client, a global, top tier investment investment bank is seeking a Associate General Counsel within their Antitrust Compl...


Director, Asset Mgmt Compliance	Howard-Sloan Professional... Salary: Highly Competitive Base S...	San Francisco, CA	01 Jul
Global Investment Bank is looking for a seasoned compliance professional to manage the asset management compliance program....


Director of Regulatory Affairs	Not Disclosed Salary: base plus bonus	New York, NY, 10036	01 Jul
Institutional broker/dealer has a newly created postion for a Director of Regulatory Affairs; JD required


Employee Relations/HR (Employment Law)	Northwest Integrators LLC Salary: Highly competitive (base...	USA-CT-Stamford	01 Jul
We are seeking a talented candidate with Employee Relations and employment law expertise. Chosen candidate will be responsib...


Director, Equity and Fixed Income Surveillance (R5217)	Barker & Gilmore, LLC Salary: Base & Bonus	New York, NY	01 Jul
Large and respected financial institution seeks Surveillance Manager for desirable New York, NY location.


Compliance Analyst	BNY Mellon Asset Manageme... Salary: DOE	New York, NY, 10166	01 Jul
Assisting in administering the Compliance Program for Dreyfus and MBSC (investment advisers). Design and perform testing on a...


Client Compliance - Senior Associate	Not Disclosed Salary: Market rate	San Francisco, CA, 94105	01 Jul
The primary responsibility of the Compliance position is to ensure that MCM is in compliance with the rules and regulations o...


Deputy AML Officer	BNY Mellon Asset Manageme... Salary: DOE	New York, NY, 10166	01 Jul
You will be responsible for the day-to-day management of the AML function.


Retirement Compliance Testing Administrator	Vanguard Salary: Commensurate	Valley Forge, PA, 19482	01 Jul
See below


Retirement Compliance Testing Manager	Vanguard Salary: Commensurate	Valley Forge, PA, 19482	01 Jul
See below


Compliance Manager	Vanguard Salary: Depends on experience	Scottsdale, AZ, 85260	01 Jul
Vanguard, one of the world's leading investment management companies, has a management-level position for an experienced comp...


Regulatory Analyst	BNP Paribas Salary: not disclosed	USA-NY-New York City	01 Jul
See job description below


Product Manager - Compliance	Eze Castle Software, A BN... Salary: DOE	Boston, MA, 02210	01 Jul
Eze Castle Software is currently seeking a Product Manager to join its Product Management Team. The right candidate will pla...

Jobs: Compliance / Legal, USA (1-30 of 73 Jobs)

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